Compliance is a 10 letter word you are likely tired of hearing. It’s become a dominant challenge for the banking industry and staying confident that your bank's disclosures, policies, processes and procedures actually are compliant has never been more difficult. FIPCO’s Compliance Services can help your bank.

In collaboration with Boardman & Clark’s Banking Group, along with other consultants, FIPCO’s Compliance Services can provide compliance reviews, audits, and regulation reviews that are uniquely tailored to your particular bank. We have the knowledge, and more importantly, the flexibility to work with you so our approach is specific to your bank, which will result in the delivery of practical, step-by-step process improvements and actionable recommendations.

Our Compliance Services, which include a review of bank and 3rd party vendor materials, can address:

  • Bank Policy/Procedures
  • BSA/AML Programs
  • Fair Lending or UDAAP
  • Consumer Lending and Deposit Disclosures
  • Loan Audits
  • Advertising

And that’s just the beginning.  In addition, FIPCO’s Regulation Reviews provide more assistance to your bank that is tailored to your specific needs. New or revised regulations may be reviewed for your bank, assistance with an action plan for implementation, staff training or policy and procedures review are options available.  These efforts can be applied to HMDA/Reg C, RESPA/Reg X, TILA/Reg Z, and any other specific federal or state regulation you need to review.

Don't struggle through the avalanche of regulations alone. Contact Pam Kelly at 800-722-3498 Ext. 234 or via email to discuss what FIPCO can do to reduce compliance-related stress at your bank.