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Archive for: Elder Fraud

BSA/AML, Compliance, Security BSA/AML, Compliance, Elder Fraud

BSA/AML Conference

The WBA BSA/AML Conference will take place on May 10 & 11 at Chula Vista Resort in Wisconsin Dells.

How do you maintain your credentials for managing, auditing, or implementing the portion of your institution’s compliance function that relates to money laundering, terrorist financing, or even national security? It is a question you will have to answer during every future BSA/AML regulatory examination.  Your answer will serve as the regulators’ first impression of you and your bank’s compliance efforts.

The curriculum for this conference changes every year. Your continued attendance establishes your bank’s as well as your own commitment to staying abreast of the most dynamic and pervasive compliance responsibility your institution has.

Every bank must provide ongoing training to those responsible for BSA and AML compliance. This conference gives your institution an opportunity to listen to and interact with regulators from both the state and federal functional regulatory agencies. It also allows you a unique opportunity to get some rare “how to” instruction in BSA/AML compliance issues.

Topics Include:

  • AML Software Identifications, & Proposals, Payments, and Compliance Update
  • SAR Trends and Updates
  • Keys to Completing the SAR Narrative
  • Elder / Vulnerable Adult Exploitation
  • AMLA Update
  • Beneficial Ownership Identification Reporting (BOIR)

Who Should Attend:

This program is designed for personnel who have management-level responsibilities for BSA compliance. Individuals with retail banking, risk management, compliance, audit, operational, corporate banking, and training responsibilities will benefit from this program. No advance preparation is required.

Registration:

The registration fee includes all conference materials, breaks and meals as well as one certificate of attendance per registration. The registration fee is $450/per attendee.

Refund Policy:

A refund, less a $25 administrative fee, is provided for cancellations requested on or before May 5th.

January 18, 2023/by Miranda Gustafson
https://www.wisbank.com/wp-content/uploads/2021/09/Wisconsin-Bankers-Association-logo.svg 0 0 Miranda Gustafson https://www.wisbank.com/wp-content/uploads/2021/09/Wisconsin-Bankers-Association-logo.svg Miranda Gustafson2023-01-18 08:25:172023-01-18 08:25:17BSA/AML Conference
Frontline Retail, IRAs, Lending, Operations, Security, Webinar Data Security, Elder Fraud, Fraud, IRAs, Operations

Financial Exploitation & Elder Fraud

Elder fraud — just the thought is distressing! Isolation during the COVID-19 pandemic worsened the problem, leading to an increase in elder scams and theft. It’s so important to be able to identify it, react appropriately, and provide help to your accountholders when possible. Learn how!

Webinar Highlights:

  • Identify the warning signs of a senior person in trouble
  • Understand unusual transactions a senior citizen may conduct and why
  • Know who is most likely to take advantage of a senior citizen
  • Determine the organizations you can turn to for help
  • Train staff how to separate a problem party from the senior citizen
  • React appropriately when a senior citizen threatens a staff member

Webinar Details
One of the toughest problems for a financial institution is when a call arrives, or a person walks in, with a potential elder fraud issue. If a family member is a victim, the question may become, “why didn’t you do anything to protect my mother?” If it is the victim themselves, their tears will tear you apart when they relay the story of the romance scam, lottery scam, or caretaker who took advantage of them. Criminals know who they want to target and have found ways to get close to their victims. They know exactly how to manipulate targets and don’t care what happens to them after the scam. Many victims will not admit it or are unwilling to prosecute the criminals because they don’t want anyone to know they were deceived. This webinar will review how the attacks work and how to get the victims help if possible.

Who Should Attend?
This informative session is directed to frontline staff, tellers, risk managers, loan origination staff, security officers, and management personnel who handle senior financial exploitation.

Take-Away Toolkit

  • List of organizations that can help with elder financial exploitation
  • Incident report form
  • Security tips
  • Employee training log
  • Interactive quiz
  • PDF of slides and speaker’s contact info for follow-up questions
  • Attendance certificate provided to self-report CE credits

NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your agency is prohibited. Print materials may be copied for eligible participants only.

Presenter

Barry Thompson. CRCM – Thompson Consulting Group, LLC

Barry Thompson is an international speaker, trainer, consultant, and writer. He is a security and compliance “guru” for a leading national training organization and regularly presents security conferences for trade groups — he has trained over 54,000 financial professionals.

Thompson is recognized worldwide, presenting in Brussels, Belgium to European bankers on internal fraud; at the United Nations on identity theft; and to Japanese bankers on bank security. Thompson has worked in the financial services industry for over four decades, and has held the positions of security officer, compliance officer, treasurer, senior vice president, and executive vice president. He has handled over 900 security cases and has been involved with investigations and prosecutions at the federal, state, and local levels. Thompson is the author of 101 Security Tips for the Beginning Security Officer and Inside the Vault and has been interviewed by Newsweek, Computer World, USA Today, and other national publications.

Registration Options

  • $245 – Live Webinar Access
  • $245 – OnDemand Access + Digital Download
  • $350 – Both Live & On-Demand Access + Digital Download
September 22, 2022/by Katie Reiser
https://www.wisbank.com/wp-content/uploads/2021/09/Wisconsin-Bankers-Association-logo.svg 0 0 Katie Reiser https://www.wisbank.com/wp-content/uploads/2021/09/Wisconsin-Bankers-Association-logo.svg Katie Reiser2022-09-22 10:09:062022-09-22 10:09:06Financial Exploitation & Elder Fraud
Branch Manager, BSA/AML, Compliance, Consumer / Retail, Frontline Retail, Lending, Mortgage Lending, Risk Management, Senior Management, Training and Development, Webinar BSA/AML, Compliance, Elder Fraud

Elder Financial Exploitation

Elder financial exploitation, the illegal or improper use of an older person’s funds, property, or assets, has emerged as one of the most significant frauds and the most common form of elder abuse in the United States. This webinar will discuss common scams targeting older adults, red flags and will discuss reasons for cognitive decline. Join us as the information will enhance your bank’s efforts to prevent, detect and respond to elder financial exploitation.

Covered Topics

  • Discussion on why financial professionals are the “watchdogs” for exploitation
  • Tips for recognizing signs of diminished capacity
  • Review the first-ever public analysis of EFE SAR filings
  • Identify Red Flags for Elder Financial Exploitation
  • SAR completion for elder exploitation
  • Free materials available to promote customer awareness and to train your staff
  • Discuss Community Outreach Opportunities and materials

Take-Away Toolkit

  • Comprehensive list of free resources
  • Elder Suspicious Activity Form
  • Sample Policy Language
  • Quick Responses to Potential EFE Customer Situations

Who Should Attend
This informative session is designed for compliance officers, BSA officers, trainers, branch managers, lenders, marketing, and bank management.

Instructor Bio
Molly Stull began her banking career on the teller line while working on her undergraduate degree and has continued working in the financial industry ever since. Some of her experience includes roles in operations, business resumption planning, consumer compliance, and conducting audits. Her favorite role is ensuring that her audience, whether on the sports field or in the financial industry, understands the “why” behind the rule. Her wealth of financial knowledge and her numerous years of experience enable her to relate the material to the audience.

Registration Options
Live Access, 30 Days OnDemand Playback, Presenter Materials and Handouts $279

Available Upgrades:

  • 12 Months OnDemand Playback + $110
  • 12 Months OnDemand Playback + CD + $140
  • Additional Live Access + $85 per person
May 20, 2022/by Katie Reiser
https://www.wisbank.com/wp-content/uploads/2021/09/Wisconsin-Bankers-Association-logo.svg 0 0 Katie Reiser https://www.wisbank.com/wp-content/uploads/2021/09/Wisconsin-Bankers-Association-logo.svg Katie Reiser2022-05-20 09:56:202023-03-31 16:20:44Elder Financial Exploitation

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