New Bank Compliance Officers – 3-Part Series
This is a three-part series to be held on October 25, October 31, and November 1. The prices below include all sessions. Each session can also be attended individually by using the links below.
Included Webinars
Compliance 101 for New Compliance Officers – Part 1
BSA 101 for New BSA Compliance Officers – Part 2
Introduction to Conducting a Compliance Audit/Review for New Compliance Officers – Part 3
Series Details
Compliance 101 for New Compliance Officers – Part 1
October 25, 2022, 1:30 pm CDT
This session is designed to provide a new compliance officer with tools to help make the transition on their new role easier, it can also provide long-term compliance officers with a refresher on regulations and resources.
What You’ll Learn
Major compliance issues
The importance of risk assessments
Resources all Compliance Officers need to know about
BSA 101 for New BSA Compliance Officers – Part 2
October 31, 2022, 1:30 pm CDT
This session will provide new BSA Compliance Officers with information on the laws and rules, as well as guidance on resources that can help make their jobs easier.
What You’ll Learn
Overview of Bank Secrecy Act and other Anti-Money Laundering Rules
Components of a strong BSA program
Using technology to help with BSA compliance
Resources all BSA Compliance Officers need to know about
Introduction to Conducting a Compliance Audit/Review for New Compliance Officers – Part 3
November 1, 2022, 1:30 pm CDT
This webinar will provide an overview of the tools and resources available for conducting a compliance review, as well as areas to review and questions to ask.
What You’ll Learn
The importance of a compliance review
Compliance audit/review resources
Reviewing policies, procedures, and practices
Reporting the results of your review
Developing a compliance audit schedule
What You’ll Learn
Each webinar in the series will cover specific topics relative to the subject matter.
Who Should Attend
New Compliance Officers, Chief Compliance Officers, Compliance, Legal, Risk Management Staff, CEOs.
Instructor Bio
Kristen Tatlock is a nationally-known speaker and compliance consultant with over 30 years of experience in the credit union compliance arena. Kristen assists credit unions with issues ranging from advertising rules to bylaws, from Social Media compliance matters to Regulation Z, and just about every regulation and compliance concern in between.
Kristen has earned Compliance and Bank Secrecy Act certifications from the two national credit union trade associations. She regularly presents compliance training programs for CUNA, NAFCU, and many state Leagues around the country. She has also edited and revised numerous compliance training courses and modules for CUNA CPD and has authored several articles for various CUNA publications.
Registration Options
- Live Access, 30 Days OnDemand Playback, Presenter Materials and Handouts – $769
Available Upgrades
- 12 month OnDemand playback + $280
- 12 months OnDemand playback +CD + $370
- Additional live access (per person) + $225
