BSA Essentials for the Board & Senior Management

With BSA, the buck stops with the board of directors, who is ultimately responsible for BSA compliance. It’s imperative that they understand how BSA applies to them, the institution, accountholders, and the products offered — because regulators are making examples of some with penalties and enforcement actions.

After This Webinar You’ll Be Able To:

  • Define the five pillars of BSA and the importance of each
  • Understand director responsibilities for establishing and reviewing the BSA program
  • Assess and manage BSA/AML risks
  • Explain the impact of pending BSA regulation and changes
  • Distinguish the key details your examiners will look for in your board reporting
  • Identify 2022 BSA/AML hot topics

Webinar Details
Ultimate responsibility for BSA compliance lies with the board of directors. They must understand the importance of BSA/AML regulatory requirements, ramifications of noncompliance, and the risks posed to their institution. Without a general understanding, the board cannot adequately provide BSA/AML oversight; approve related policies, procedures, and processes; or provide sufficient BSA/AML resources. Regulators are strongly conveying the importance of BSA compliance via recent penalties and enforcement actions against institutions without strong BSA programs. This is a must-attend session for your board and senior management team!

Who Should Attend?
This informative session is designed for directors, senior management, BSA officers, compliance officers, and internal auditors.

Take-Away Toolkit

  • Sample BSA/AML board report
  • Quick reference guide of key BSA/AML terms and requirements
  • Employee training log
  • Interactive quiz
  • PDF of slides and speaker’s contact info for follow-up questions
  • Attendance certificate provided to self-report CE credits

NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your agency is prohibited. Print materials may be copied for eligible participants only.

Presenter

Dawn Kincaid – Brode Consulting Services Inc
Dawn Kincaid began her banking career while attending The Ohio State University. She has over 20 years’ experience in client service, operations, information technology, administrative and board relations, marketing, and compliance. Most recently Kincaid served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized implementation of new products and services. Kincaid has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer. She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits and exams, and presented for numerous state associations.

Registration Options

  • $245 – Live Webinar Access
  • $245 – OnDemand Access + Digital Download
  • $350 – Both Live & On-Demand Access + Digital Download
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Date

Nov 17 2022

Time

10:00 am - 11:30 am

Cost

$245.00

More Info

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