Compliance Forums - Madison

$1,400 for the year Wednesday, June 23, 2021 9:00 AM 4402 E Washington Avenue, Madison, WI 53704 Register

Come for the Networking... Leave with the Latest Compliance Knowledge.


The WBA Compliance Forums provide the experienced compliance professional with information you need to stay informed in a rapidly changing regulatory landscape.


  • FLEXIBILITY to choose the dates or locations that work best for you or send other representatives based on the topics that are covered
  • IN-DEPTH INFORMATION on key compliance issues
  • NETWORKING opportunities with other compliance officers
  • ACCESS TO THE WBA COMPLIANCE FORUM LISTSERV for sharing information with other Forum members
  • CREDITS available - CLE and other compliance certifications
    • The WBA Compliance Forum will be submitted to ABA Professional Certifications for CE credit review and is pending approval. Once we receive notification of the credit approval, we will notify attendees.
    • Submission of education program material to the Board of Bar Examiners does not guarantee CLE Credit will be granted.


It is essential that your bank's compliance officer attend. We realize regulatory compliance should be approached from a team perspective, and that is why you are given the flexibility to send additional employees to sessions on topics that relate directly to their positions in the bank.


  • June 22, 2021
    • Holiday Inn Stevens Point
    • 1100 Amber Avenue, Stevens Point
  • June 23, 2021
    • DoubleTree Madison East
    • 4402 E Washington Avenue, Madison


  • 8:30 - 9:00 AM - Registration
  • 9:00 AM - Noon - General Session
    • Bank Secrecy Act, Anti-Money Laundering and OFAC Compliance
      • Thomas FitzGibbon, Managing Director, Artisan Advisors
    • Wire Transfer Process and Fraud Trends
      • Shane Bauer, FVP/Compliance, BSA and Security, Bankers' Bank
  • Noon - 12:45 PM - Lunch
  • 12:45 - 2:00 PM - Peer Group Discussion Session
  • 2:00 - 3:00 PM - General Session
    • A Refresher on TRID
      • Catherine Wiese, Attorney, Boardman & Clark LLP
  • 3:00 PM - Adjourn


  • Compliance Forum Member Registration Options
    • $1,400 per bank and includes:
      • Two attendees - Both individuals will be listed as the primary Compliance Forum contacts
      • Three sessions (June 2021, November 2021, and February 2022)
      • Materials, food, and beverages at each session
      • All the benefits listed above
    • $150 for each additional single session attendee​
  • Single Session Attendee Options
    • $375 for the first attendee
    • $150 for each additional attendee
      • Registration Includes materials, food, and beverages

Refund Policy: A refund, less a $25 administrative fee, is provided for cancellations requested for paid registrations on or before Thursday, June 17, 2021.

Click on Register to see more information.

$1,400 for the year Wednesday, June 23, 2021 9:00 AM 4402 E Washington Avenue, Madison, WI 53704 Register