Deposit and Operations Compliance – What are the Rules?
There are also some new developments in this area, including around overdrafts, fees, and UDAAP (discrimination). Learn what these rules are, where to find them, and about the requirements.
What You’ll Learn
- Regulation DD – Truth in Savings
- Regulation CC – Funds Availability including Check 21 provisions
- Regulation E – Electronic Funds Transfers
- Basics of Insurance Sales
- Right to Financial Privacy
- Basic Privacy Regulations
- FDIC Insurance basics (including new limits and timeframes)
- Overdraft and NSF fees
- UDAAP and discrimination
- And more
Who Should Attend
This interactive session will give a basic understanding of each of these rules and is imperative for anyone performing duties in deposit areas of the financial institution. This includes tellers, new account reps, head tellers, supervisors, back-office personnel, trainers and others working in these types of positions.
This session has been approved for 2.5 CRCM credits.
Carl Pry is a Certified Regulatory Compliance Manager (CRCM) and Certified Risk Professional (CRP) who is a Managing Director for Treliant Risk Advisors in Washington, D.C. Through his working career, as well as through his experience as a banking attorney and officer, he has provided a variety of regulatory compliance and financial performance services to financial institutions and other clients throughout the country. He has written extensively regarding consumer and commercial compliance, tax, audit, and financial institution legal issues, and is a frequent contributor to and currently serves on the Editorial Advisory Board for the ABA Bank Compliance magazine. He has spoken at scores of banking, compliance, and state bar associations, and has conducted training sessions for financial institutions across the country.
Live Access, 30 Days OnDemand Playback, Presenter Materials and Handouts $279
- Available Upgrades:
- 12 Months OnDemand Playback + $110
- 12 Months OnDemand Playback + CD + $140
- Additional Live Access + $85 per person