New Compliance Officer Training Part 1: Compliance 101
Keeping up with all of the rules, regulations, and laws that affect financial institution operations can be daunting for the most seasoned compliance professional; for new compliance officers, it can be overwhelming. This session is designed to provide new bank compliance officers with tools to help make the transition to their new role easier.
“Where do I even start?” is a question new bank Compliance Officers often ask themselves. This program will provide resources and information to help answer that question. We’ll highlight the main compliance rules and regulations that affect operations for all financial institutions. The session also provides some tools and resources new compliance officers can use to help with their duties. While this session may also provide long-term compliance officers with a refresher on regulations and resources, it is designed primarily for compliance officers with less than 2–3 years of compliance experience.
What You’ll Learn
- Overview of major compliance issues
- The importance of risk assessments
- Resources all Compliance Officers need to know about
Who Should Attend
New Compliance Officers, Chief Compliance Officers, Compliance, Legal, Risk Management Staff, and CEOs will benefit from this course.
Kristen Tatlock is a nationally-known speaker and compliance consultant with over 30 years of experience in the credit union compliance arena. Tatlock assists credit unions with issues ranging from advertising rules to bylaws, from Social Media compliance matters to Regulation Z, and just about every regulation and compliance concern in between.
Tatlock has earned Compliance and Bank Secrecy Act certifications from the two national credit union trade associations. She regularly presents compliance training programs for CUNA, NAFCU, and many state Leagues around the country. She has also edited and revised numerous compliance training courses and modules for CUNA CPD and has authored several articles for various CUNA publications.
- Live Access, 30 Days OnDemand Playback, Presenter Materials and Handouts – $279
- Available Upgrades:
- 12 Months OnDemand Playback + $110
- 12 Months OnDemand Playback + CD + $140
- Additional Live Access + $85 per person