Simplifying the Compliance Function: Tools & Checklists to Stay on Track
Compliance does not fall apart overnight, it slips through the cracks of missed deadlines, scattered ownership, and unclear priorities. The question is not whether your program is working, it is whether it will hold up under pressure. Walk away with practical checklists, stronger accountability, and a compliance council that turns expectations into action, so your next exam feels controlled, not chaotic.
KEY WEBINAR TAKEAWAYS
- Utilize a compliance council to assist with the compliance program
- How to develop an effective compliance training program
- Resources to aid in compliance research
- Tips on developing checklists
BONUS MATERIALS
- Sample compliance training schedule by regulation
- Sample monitoring schedule
- Sample compliance council agenda
- Sample policy review schedule
WEBINAR DETAILS
Compliance staff play a pivotal role in the success of your institution’s next consumer compliance examination. Without firm deadlines, it’s easy for priorities to shift and tasks to be delayed until you’re suddenly faced with a heavy workload and limited time to complete it. This webinar helps prevent that scenario by offering practical checklists to keep your compliance efforts organized, proactive, and focused on the areas of highest risk.
Importantly, compliance is not confined to a single department, it is a shared responsibility across the entire institution. At the heart of a strong compliance program is an engaged and effective compliance council. This session provides actionable strategies and resources to help you build and sustain such a council, strengthening your organization’s overall compliance culture and ensuring alignment with changes happening across the institution.
