Simplifying the Compliance Function: Tools & Checklists to Stay on Track
What if the compliance function could be simplified? What if you could garner a host of tools and checklists designed to assist with reviewing policies, conducting training, and monitoring for adequate consumer compliance? What if all of the above was contained in one informative webinar? Could you afford to miss it? Don’t let this important training pass you by!
AFTER THIS WEBINAR YOU’LL BE ABLE TO:
- Develop an effective compliance training program
- Use provided tools to develop a board policy review schedule
- Explain how to effectively develop a monitoring checklist
- Identify resources to aid in compliance research
- Stay abreast of regulatory announcements and trends
- Utilize a compliance council to assist with the compliance program
WEBINAR DETAILS
Compliance staff are critical to the success of your institution’s next consumer compliance examination. With few hard deadlines, it is easy to get sidetracked and to put things off – and then suddenly to be faced with a long list to be accomplished in a short time. This webinar will provide checklists designed to keep the compliance function on track and focused on issues that pose the greatest risk. In addition, participants will receive a host of tools designed to efficiently tackle the list of required items, assist with timely completion, and stay abreast of regulatory agency trends and announcements.
Compliance is the responsibility of the whole institution. The most critical element of an effective compliance program is an engaged compliance council. This program will share several tools to aid in developing such a council, which will result in a broader consumer compliance base and connect the compliance area to changes occurring across the institution.
WHO SHOULD ATTEND?
This informative session is designed for compliance officers, compliance staff, compliance risk managers, and anyone responsible for the compliance program.
