BSA Referrals: From Business Lines to the BSA Dept.
Where do BSA referrals come from? According to the FFIEC, they should be coming from all business lines, including lending, operations, branches, etc. Do you have such a process in place? This insightful webinar will cover how to develop referral forms that include red flags from FinCEN. Now is the time to encourage your whole team to join forces to combat red flags and make the necessary BSA referrals.
AFTER THIS WEBINAR YOU’LL BE ABLE TO:
- Develop red flag referral forms for many of your business lines
- Encourage referrals by developing conversations with staff that explain this important role
- Dissect red flags in advisories and guidance’s to help develop the referral process
- Engage staff with an understanding of what each person’s role is in each department
- Identify for staff the conversations that may cause problems
- Build a great BSA referral system that will impress examiners
WEBINAR DETAILS
The FFIEC’s BSA/AML Examination Manual recommends referral submissions from all business lines. Do you have that process in place? Are you receiving referrals from branch staff and the mortgage, lending, and operations departments? If not, why not? In this webinar, you’ll learn to develop referral forms for many business lines based on the red flags FinCEN has provided. Talk to your staff. Update them on their responsibilities for reporting suspicious transactions. Begin to work as an organization to filter out financial crimes of all types and calibers.
WHO SHOULD ATTEND?
This informative session is for BSA officers, BSA staff, trainers, compliance personnel, and branch and loan administration professionals.
