Best-Ever Compliance Checklists for Commercial Loans
Don’t let compliance traps trick you – discover the best practices for business-entity documentation, underwriting documents, guarantors, and security interests to ensure your success!
Several compliance-related laws apply to commercial loans as well as consumer loans. This colorful checklist, patterned after the popular Best-Ever Consumer Checklists, will guide bankers through those compliance traps and ensure compliance. In addition to addressing compliance issues, this checklist (and the accompanying information) will provide “best practice” suggestions and reminders that commonly apply to commercial loans. We’ll include information on business-entity documentation, underwriting documents, guarantors and security interests.
- Customer identification
- Environmental risk analysis
- Appraisals and evaluations
- Adverse action
- Providing copies of appraisals
- Intent to apply for joint credit
- Flood insurance
Who Should Attend?
Lenders, loan processors, compliance officers and loan review personnel.
For over forty years, Anne Lolley has been simplifying compliance issues for bankers. After earning her law degree from the University of Kansas, she joined the Kansas Bankers Association, where she developed its successful legal department and gave compliance-related seminars. She has been a compliance officer for two banks and currently works with Bank Consulting Services, where she continues to provide webinars to Kansas bankers. Her expertise at simplifying the complex and creating user-friendly reference manuals has made her a popular instructor.
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