What You’ll Learn
Who Should Attend
BSA Officers, BSA Support personnel, Deposit Operations, Compliance Officer, Branch Operations will benefit from this webinar.
Did you know that if you write a good narrative, your SAR may be used by law enforcement, and if you don’t, it may get passed by and your subject gets away? Join us as we cover the 24 bullet point process in the instructions and focus on what is important to overall SAR success.
BSA Officers, BSA Support personnel, Deposit Operations, Compliance Officer, Branch Operations will benefit from this webinar.
You’ve heard of 20 questions, but can you name 20 types of account ownership? This webinar will explain everything you need to know about deposit accounts, documentation, making changes, CIP, CDD, beneficial ownership, and more. The new account manual you’ll receive will be extremely detailed. Don’t miss this must-attend session!
WEBINAR HIGHLIGHTS:
WEBINAR DETAILS
This program will be an A-to-Z on account ownership and documentation. It will go from single-party accounts to the most complex type of business accounts. It is a must-attend program for anyone who opens accounts or manages the new account function. Your financial institution’s signature card, documentation, and authority procedures can create big liability if you do not understand the type of ownership and the checks that go with these accounts.
WHO SHOULD ATTEND?
This webinar will benefit new accounts representatives, call service representatives, branch managers, assistant branch managers, branch administration, deposit operations staff, BSA and CIP personnel, trainers, and anyone who works with or manages the new account function.
Is your board up for the task? The board is required to regularly review and ensure adherence to BSA policies and procedures. Join veteran compliance attorney and recovering BSA officer David Reed as he cuts through the regulatory double speak and guides you through the law, program requirements, and essential elements of the board’s BSA responsibilities. This session will meet or exceed the annual BSA training requirements and provide a great overview of the evolving BSA responsibilities faced daily.
AFTER THIS WEBINAR YOU’LL BE ABLE TO:
WEBINAR DETAILS
Federal regulations require every financial institution to have a written, board-approved program designed to ensure and monitor Bank Secrecy Act compliance. Increasing regulatory scrutiny on the board’s involvement in your BSA program is refocusing attention on this critical security area. Today’s boards are faced with increasing pressure to stay informed on the complex regulatory, security, and business realities of the financial services marketplace. Financial institutions are on the frontlines in the battle against criminal and terrorist financing and the board has the ultimate responsibility for complying with all BSA requirements. Your board needs to understand and perform the tasks necessary for BSA compliance. Attend this annual training to learn how.
WHO SHOULD ATTEND?
This informative session is designed for directors, executives, senior management, BSA officers, compliance staff, internal auditors, and anyone involved in the BSA program.
The WBA BSA/AML Conference will take place on May 14 & 15 at Chula Vista Resort in Wisconsin Dells.
How do you maintain your credentials for managing, auditing, or implementing the portion of your institution’s compliance function that relates to money laundering, terrorist financing, or even national security? It is a question you will have to answer during every future BSA/AML regulatory examination. Your answer will serve as the regulators’ first impression of you and your bank’s compliance efforts.
The curriculum for this conference changes every year. Your continued attendance establishes your bank’s as well as your own commitment to staying abreast of the most dynamic and pervasive compliance responsibility your institution has.
Every bank must provide ongoing training to those responsible for BSA and AML compliance. This conference gives your institution an opportunity to listen to and interact with regulators from both the state and federal functional regulatory agencies. It also allows you a unique opportunity to get some rare “how to” instruction in BSA/AML compliance issues.
Topics Include:
Who Should Attend:
This program is designed for personnel who have management-level responsibilities for BSA compliance. Individuals with retail banking, risk management, compliance, audit, operational, corporate banking, and training responsibilities will benefit from this program. No advance preparation is required.
Registration:
The registration fee includes all conference materials, breaks and meals as well as one certificate of attendance per registration. The registration fee is $450/per attendee.
Refund Policy:
A refund, less a $25 administrative fee, is provided for cancellations requested on or before May 10th.
The WBA BSA/AML Workshop will take place on October 26 at Glacier Canyon Lodge in the Wisconsin Dells. You have the option to attend in person at Glacier Canyon Lodge in the Wisconsin Dells or attend virtually.
The Workshop will begin at 8:30 a.m. and conclude at 4:00 p.m.
This seminar highlights the ever-increasing federal expectations for AML/CFT/BSA. Customer Due Diligence remains THE focus in BSA compliance, with the major emphasis on Suspicious Activity Reporting. The voluminous changes coming out of AMLA 2020 and the Corporate Transparency Act will be detailed. The latest guidelines on mail-theft-related check fraud, BEC fraud, elder financial exploitation, human smuggling and human trafficking, and kleptocracy are covered. Ongoing monitoring, and due diligence expectations for Hemp-Related / Marijuana-Related Enterprises (HRE/MRE), Money Services Businesses (MSB), and other “high-risk” clients are highlighted. Institutional risk assessments, and the latest guidance on high-risk products and services, convertible virtual currencies (CVCs), cyber events and cyber-related crime, and other fraud schemes are reviewed.
Suspicious activity reporting trends and the most recent guidance from Treasury on proper Suspicious Activity Report completion are discussed. The impacts to financial institutions from the current federal BSA examination procedures are identified. The regulations affecting financial institutions from the Office of Foreign Asset Control (OFAC) are highlighted and the Sanctions Compliance Program (SCP) framework is discussed. Suspicious transactions, terrorist financing, and other money laundering techniques are also reviewed.
Currency Transaction Reporting (CTR), Exemptions from CTR reporting, Customer Identification (CIP) requirements, foreign correspondent banking and private banking account management, SAR reporting requirements for insurance affiliates, record retention requirements, and the evolution of BSA are documented in detail. This seminar assists financial institutions in meeting the annual training requirements imposed by the BSA regulations and provides attendees the opportunity to network with other professionals interested in BSA compliance.
Topics:
Who Should Attend:
This program is designed for personnel who have management-level responsibilities for BSA compliance. Individuals with retail banking, risk management, compliance, audit, operational, corporate banking, and training responsibilities will benefit from this program. No advance preparation is required.
Registration:
The registration fee of $245 includes program registration, instruction and materials, refreshment breaks and lunch for those on-sight. A recording will also be available once this session has officially ended.
Refund Policy:
A refund, less a $25 administrative fee, is provided for cancellations requested on or before October 20.
This 4-part series will be held November 18, December 9 & 19, 2022, and January 10, 2023.
During this four-part study we will work directly from the FFIEC BSA Exam Manual. You will receive an electronic copy of the manual.
Learn at your desk with your peers! Spend time with Deb Crawford this year and become the BSA/AML Exam manual expert at your financial institution. Each section will be two hours of training. Each webinar in the series will cover specific topics relative to the subject matter.
Included Webinars
FFIEC BSA/AML Exam Manual Part 1: History, Risk Assessments, Training, and More!
FFIEC BSA/AML Exam Manual Part 2: CIP, CDD, and High-Risk Customers
FFIEC BSA/AML Exam Manual Part 3: SARs and CTRs
FFIEC BSA/AML Exam Manual Part 4: Monetary Instrument Records, Funds Transfers, and More!
Series Details
FFIEC BSA/AML Exam Manual Part 1: History, Risk Assessments, Training, and More!
November 18, 2022, 10:00 am CST
During this webinar, we will focus on the first section of the exam manual.
What You’ll Learn
FFIEC BSA/AML Exam Manual Part 2: CIP, CDD, and High-Risk Customers
December 9, 2022, 10:00 am CST
During this part of the study, we will cover line by line these sections of the FFIEC BSA/AML Exam Manual.
What You’ll Learn
FFIEC BSA/AML Exam Manual Part 3: SARs and CTRs
December 19, 2022, 1:30 pm CST
During our study on the reports, we will cover everything in the exam manual related to CTRs and SARs.
What You’ll Learn
FFIEC BSA/AML Exam Manual Part 4: Monetary Instrument Records, Funds Transfers, and More!
January 10, 2023, 1:30 pm CST
We will cover the recordkeeping requirements and how we work with law enforcement.
What You’ll Learn
Who Should Attend
BSA Officers, Staff, Compliance, Audit and Management.
Presenter Bio
Deborah Crawford is the president of Gettechnical Inc., a Florida based training company. She specializes in the deposit side of the financial institution and is an instructor on IRAs, BSA, Deposit Regulations and opening account procedures. She was formerly with Hibernia National Bank (now Capital One) and has bachelor’s and master’s degrees from Louisiana State University. She has 35+ years of combined teaching and banking experience.
Registration Options
Live Access, 30 Days OnDemand Playback, Presenter Materials and Handouts $1049
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